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RIA / WealthAdvisor26 years in industry

Owen W Bregman

Advisor at ESSEX FINANCIAL SERVICES, INC.

Southport, CT | ESSEX, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5567688f-7108-c5ad-54d2-99b5b3de43c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESSEX FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 26, 2000
First registration: Oct 18, 2000
Dual registered: no
Other names: OWEN WILLIAM BREGMAN
IAPD individual key: 4083424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESSEX FINANCIAL SERVICES, INC.	Independent wealth	Feb 28, 2022	n/a	yes	Southport, CT\|ESSEX, CT	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jul 6, 2017	Dec 3, 2021	no	Stamford, CT	Previous registration
BREGMAN & COMPANY, P.C.	n/a	Mar 5, 2007	Dec 7, 2012	no	STAMFORD, CT\|STAMFORD, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 18, 2000	Jun 27, 2017	no	WESTPORT, CT\|STAMFORD, CT\|WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ESSEX FINANCIAL SERVICES, INC.	Dec 3, 2021	Feb 28, 2022	87	Firm change	Ibd to RIA
LPL FINANCIAL LLC	BREGMAN & COMPANY, P.C.	Jun 27, 2017	Mar 5, 2007	-3,767	Firm change after gap	Other
BREGMAN & COMPANY, P.C.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 7, 2012	Jul 6, 2017	1,672	Firm change after gap	Other

Relationships

Registered with (4)

→ ESSEX FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 6, 2017 to Dec 3, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 18, 2000 to Jun 27, 2017factForm ADV
→ BREGMAN & COMPANY, P.C.Registered adviserregistration: previous registration
Mar 5, 2007 to Dec 7, 2012factForm ADV

Dated events

No dated event names this entity yet.