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RIA / WealthAdvisor33 years in industry

MARK RICHARD FORBES

Advisor at WELLTH ADVISORY SERVICES, LLC

SHOREWOOD, IL | Tulsa, OK

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Search this name across graphsid dfx:ria:5574bf86-b58e-300c-7556-debbb47de38f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLTH ADVISORY SERVICES, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Exams: S63|S66
First exam: Feb 19, 1993
First registration: Feb 8, 2010
Dual registered: no
IAPD individual key: 2302891

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLTH ADVISORY SERVICES, LLC	Institutional manager	Jun 28, 2024	n/a	yes	Tulsa, OK\|SHOREWOOD, IL	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Apr 1, 2019	Jul 4, 2024	no	Tulsa, OK\|SAN RAFAEL, CA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Apr 1, 2019	no	Tulsa, OK	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 8, 2014	Sep 22, 2016	no	Tulsa, OK\|AUSTIN, TX	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Feb 8, 2010	Aug 8, 2014	no	SAN RAFAEL, CA\|TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	WELLTH ADVISORY SERVICES, LLC	Jul 4, 2024	Jun 28, 2024	-6	Bulk transfer	Other
KESTRA ADVISORY SERVICES, LLC	GLOBAL RETIREMENT PARTNERS LLC	Apr 1, 2019	Apr 1, 2019	0	Bulk transfer	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other
FINANCIAL TELESIS, INC.	NFP ADVISOR SERVICES, LLC	Aug 8, 2014	Aug 8, 2014	0	Firm change	Other

Relationships

Registered with (5)

→ WELLTH ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Apr 1, 2019 to Jul 4, 2024factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Apr 1, 2019factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 8, 2014 to Sep 22, 2016factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Feb 8, 2010 to Aug 8, 2014factForm ADV

Dated events

No dated event names this entity yet.