DFX Intelligence

W•••••• Y••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

W•••••• Y••• T••••

Advisor at L•• F•••••••• L••

HACKENSACK, NJ

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Search this name across graphsid dfx:ria:55778b28-a639-edb8-5b3d-69bbd77c6412

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 20, 2022	n/a	yes	HACKENSACK, NJ	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jun 9, 2021	Dec 20, 2022	no	WILLIAMSPORT, PA\|HACKENSACK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	Dec 20, 2022	Dec 20, 2022	0	Firm change	Ibd to RIA
V••• F•••••••• A•••••••• I•••	C••••• A•••••• N••••••• L••	Jun 9, 2021	Jun 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:13572:CT:2021-06-09	Jun 9, 2021	Jun 9, 2021	WINDSOR, CT	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 20, 2022 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 9, 2021 to Dec 20, 2022factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2005 to Jun 9, 2021factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Dec 20, 2022
A•••••• firm change
W•••••• Y••• T•••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55778b28-a639-edb8-5b3d-69bbd77c6412
First observed: Jun 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.