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Advisor at ASCENSUS INVESTMENT ADVISORS, LLC
Heber City, UT | NEEDHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENSUS INVESTMENT ADVISORS, LLC | Institutional manager | Dec 19, 2023 | n/a | yes | Heber City, UT|NEEDHAM, MA | Current employment |
| SOLTIS INVESTMENT ADVISORS, LLC | Independent wealth | May 19, 2021 | May 19, 2023 | no | Southlake, TX|ST. GEORGE, UT | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 9, 2017 | Feb 1, 2021 | no | HOUSTON, TX|DES MOINES, IA|HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS, LLC | ASCENSUS INVESTMENT ADVISORS, LLC | May 19, 2023 | Dec 19, 2023 | 214 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | SOLTIS INVESTMENT ADVISORS, LLC | Feb 1, 2021 | May 19, 2021 | 107 | Firm change | Ibd to RIA |