DFX Intelligence

D••••• R••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

D••••• R••• S•••••••

Advisor at N••••••••• W••••• P•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:5582ca2b-fbe0-8c7a-6452-9af2bad5d097

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• L••	Independent wealth	Aug 11, 2025	n/a	yes	NEW YORK, NY	Current employment
F••••• Y•• W•••••	Former SEC adviser	Oct 7, 2020	Jul 31, 2025	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• Y•• W•••••	N••••••••• W••••• P•••••••• L••	Jul 31, 2025	Aug 11, 2025	11	Firm change	RIA to RIA
C•••••• B••• A•• T•••• C••••••	F••••• Y•• W•••••	Nov 4, 2019	Oct 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
305173:337328:NY:2025-07-31	Jul 31, 2025	Aug 11, 2025	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ N••••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ F••••• Y•• W•••••Registered adviserregistration: previous registration
Oct 7, 2020 to Jul 31, 2025factForm ADV
→ C•••••• B••• A•• T•••• C••••••Registered adviserregistration: previous registration
Jan 19, 2016 to Nov 4, 2019factForm ADV
→ C•••••• G••••••• T•••• C••••••

Dated events

Occurred
Jul 31, 2025
Advisor changed firm
D••••• R••• S••••••• left F••••• Y•• W••••• for N••••••••• W••••• P•••••••• L•• (registered 2025-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5582ca2b-fbe0-8c7a-6452-9af2bad5d097
First observed: Nov 2, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.