DFX Intelligence

A•••••••• L•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••••••• L•• W•••••

Advisor at S•••••• W••••• M•••••••••

BINGHAM FARMS, MI

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Search this name across graphsid dfx:ria:5582e6a0-86ae-6401-f54a-0c2c4151df8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M•••••••••	Independent wealth	Nov 21, 2024	n/a	yes	BINGHAM FARMS, MI	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Nov 11, 2020	Jul 7, 2025	no	Syracuse, NY\|SYRACUSE, NY\|Birmingham, MI\|Bingham Farms, MI\|SYRACUSE, NY\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	S•••••• W••••• M•••••••••	Jul 7, 2025	Nov 21, 2024	-228	Firm change after gap	Ibd to new firm
C•••••••• I••••••••• R••••••• A•••••••• I•••	C•••••• G•••• • C• I••	Nov 24, 2020	Nov 11, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:331719:NY:2025-07-07	Jul 7, 2025	Nov 21, 2024	SYRACUSE, NY	Firm change after gap
134139:10641:MI:2020-11-24	Nov 24, 2020	Nov 11, 2020	BIRMINGHAM, MI	Firm change

Relationships

Registered with (4)

→ S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Nov 11, 2020 to Jul 7, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2016 to Nov 24, 2020factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5582e6a0-86ae-6401-f54a-0c2c4151df8b
First observed: Feb 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.