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Advisor at INTRUA FINANCIAL
HOUSTON, TX | Amarillo, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | Independent wealth | Sep 21, 2021 | n/a | yes | HOUSTON, TX|Amarillo, TX | Current employment |
| CWM, LLC | Bd affiliated wealth | Oct 6, 2014 | Oct 5, 2021 | no | AMARILLO, TX|Amarillo, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 14, 2004 | Dec 19, 2014 | no | AMARILLO, TX|AMARILLO, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 16, 1992 | Jul 1, 2004 | no | AMARILLO , TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | INTRUA FINANCIAL | Oct 5, 2021 | Sep 21, 2021 | -14 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | CWM, LLC | Dec 19, 2014 | Oct 6, 2014 | -74 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Jul 1, 2004 | Dec 14, 2004 | 166 | Firm change | Other |