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Advisor at WELLS FARGO ADVISORS
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 11, 2019 | n/a | yes | RALEIGH, NC | Current employment |
| WESTEND ADVISORS, LLC | Independent wealth | Jun 17, 2015 | May 20, 2019 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTEND ADVISORS, LLC | WELLS FARGO ADVISORS | May 20, 2019 | Jun 11, 2019 | 22 | Firm change | RIA to wirehouse |