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H•••• A••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

H•••• A••••••• G•••• L••

CRD 145731

ST LOUIS, MO

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Search this name across graphsid dfx:ria:559009f3-37f9-941a-0266-cd7c401078da

Data as of May 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2024 to May 22, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $12.8MItem 5.F on the latest filing (2024-05-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12.8M
Private client RAUM: $12.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• E••••• H••••	n/a	ST LOUIS, MO	18	47	1	no
T•••••• J•••• B••••••	n/a	ST LOUIS, MO	7	38

Relationships

Registered with (4)

← T•••••• J•••• B••••••Advisorregistration: current employment
Jun 24, 2019 to presentfactForm ADV
← R••••• E••••• H••••Advisorregistration: current employment
Nov 27, 2007 to presentfactForm ADV
← MARK RICHARD SHAURETTEAdvisorregistration: previous registration
Oct 3, 2014 to Dec 1, 2015factForm ADV
← ANGEL Richelle WAY

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:559009f3-37f9-941a-0266-cd7c401078da
First observed: May 22, 2024
Last observed: May 22, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.