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Advisor at CITIGROUP GLOBAL MARKETS INC.
Yorba Linda, CA | Fullerton, CA | Fountain Valley, CA | Placentia, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 15, 2023 | n/a | yes | Fountain Valley, CA|Fullerton, CA|Placentia, CA|Yorba Linda, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 29, 2022 | Nov 21, 2023 | no | PASADENA, CA|COVINA, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 23, 2021 | Jul 30, 2022 | no | EL MONTE, CA|CARSON, CA|EL MONTE, CA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 30, 2020 | Jul 16, 2021 | no | Downey, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Nov 21, 2023 | Nov 15, 2023 | -6 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Jul 30, 2022 | Aug 29, 2022 | 30 | Firm change | Wirehouse to wirehouse |
| U.S. BANCORP INVESTMENTS, INC. | J.P. MORGAN SECURITIES LLC | Jul 16, 2021 | Jul 23, 2021 | 7 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2022-07-15 | Jul 30, 2022 | Aug 29, 2022 | CARSON, CA | Firm change |