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Advisor at LPL FINANCIAL LLC
WESTERVILLE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 8, 2022 | n/a | yes | WESTERVILLE, OH | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2011 | Apr 7, 2022 | no | Columbus, OH|ESTERO, FL | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Jun 16, 2009 | Jan 3, 2011 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Apr 7, 2022 | Apr 8, 2022 | 1 | Firm change | Ibd to RIA |
| VOYA FINANCIAL PARTNERS, LLC | VOYA FINANCIAL ADVISORS, INC. | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |