DFX Intelligence

J•••• B•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

J•••• B•••• O•••••

Advisor at L•••• W••••• M••••••••• L••

IRVINE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• W••••• M••••••••• L••	State registered	Jan 17, 2018	n/a	yes	IRVINE, CA	Current employment
S•••••••• A••••••• L••	National bd RIA	Dec 4, 2012	Oct 13, 2017	no	IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	L•••• W••••• M••••••••• L••	Oct 13, 2017	Jan 17, 2018	96	Firm change	Ibd to state RIA
C•••••••• F••••••••• I•••	S•••••••• A••••••• L••	Nov 28, 2012	Dec 4, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
104555:291381:CA:2017-10-13	Oct 13, 2017	Jan 17, 2018	IRVINE, CA	Firm change

Relationships

Registered with (6)

→ L•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 17, 2018 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 4, 2012 to Oct 13, 2017factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2010 to Nov 28, 2012factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 25, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.