DFX Intelligence

C••••••••• L• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

C••••••••• L• F••••

Advisor at G••• R••••• A•••••••• L••

PALM BEACH GARDENS, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 6, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• R••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• R••••• A•••••••• L••	State registered	May 22, 2026	n/a	yes	PALM BEACH GARDENS, FL	Current employment
M•• C•••••• M••••••••• L••	Independent wealth	Nov 12, 2025	Feb 24, 2026	no	WEST PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••• M••••••••• L••	G••• R••••• A•••••••• L••	Feb 24, 2026	May 22, 2026	87	Firm change	RIA to state RIA
E•••• A•••••••	M•• C•••••• M••••••••• L••	Feb 24, 2026	Nov 12, 2025

Relationships

Registered with (3)

→ G••• R••••• A•••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ M•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 12, 2025 to Feb 24, 2026factForm ADV
→ E•••• A•••••••Registered adviserregistration: previous registration
Aug 6, 2024 to Feb 24, 2026factForm ADV

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.