DFX Intelligence

C••••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C••••••••• L••••

Advisor at E•••••• A••••••• G••••• L••

Atkinson, NH | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:55c04f8b-d30a-aaf1-8d08-f41de766d103

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	May 20, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Atkinson, NH	Current employment
E••••• J••••	National bd RIA	Sep 5, 2023	Apr 8, 2026	no	ST LOUIS, MO\|Atkinson, NH\|TEWKSBURY, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	E•••••• A••••••• G••••• L••	Apr 8, 2026	May 20, 2026	42	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 5, 2023 to Apr 8, 2026factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
C••••••••• L•••• left E••••• J•••• for E•••••• A••••••• G••••• L•• (registered 2026-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55c04f8b-d30a-aaf1-8d08-f41de766d103
First observed: Sep 5, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.