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Advisor at CENTAURUS FINANCIAL, INC.
RICHLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Feb 25, 2003 | n/a | yes | RICHLAND, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 28, 1997 | Feb 26, 2003 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CENTAURUS FINANCIAL, INC. | Feb 26, 2003 | Feb 25, 2003 | -1 | Firm change | Other |