DFX Intelligence

B•••• G••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst44 years in industry

B•••• G••••• G•••••••

Advisor at C•••••• C•••••• M••••••••• L••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55c1ea76-7d0c-f95a-a393-ef19fc62384b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• M••••••••• L••	Independent wealth	Jul 6, 2011	n/a	yes	HOUSTON, TX	Current employment
C•••••• C•••••• M••••••••• A••••••• I•••	Former SEC adviser	Jul 6, 2011	Dec 18, 2012	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• A••••••• I•••	C•••••• C•••••• M••••••••• L••	Dec 18, 2012	Jul 6, 2011	-531	Channel change	Other
S•••••• C•••••• A•••••••• L••	C•••••• C•••••• M••••••••• A••••••• I•••	Jun 27, 2011	Jul 6, 2011

Relationships

Registered with (3)

→ C•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 6, 2011 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2011 to Dec 18, 2012factForm ADV
→ S•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2011 to Jun 27, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55c1ea76-7d0c-f95a-a393-ef19fc62384b
First observed: Mar 17, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.