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C•••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

C•••• D•••

Advisor at C•••••••• G••••• M•••••• I•••

Hewlett, NY | MASSAPEQUA PARK, NY | Massapequa, NY | Long Island City, NY

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Search this name across graphsid dfx:ria:55c30799-0692-2fea-6827-483a26dc6cb8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jun 26, 2009	n/a	yes	Long Island City, NY\|Hewlett, NY\|MASSAPEQUA PARK, NY\|Massapequa, NY	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Jul 28, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••••• G••••• M•••••• I•••	Jul 28, 2009	Jun 26, 2009	-32	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Jun 1, 2009factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 28, 2009factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Dec 6, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55c30799-0692-2fea-6827-483a26dc6cb8
First observed: Dec 6, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.