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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ROBERT DAVID BOURLAND

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Dallas, TX

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Search this name across graphsid dfx:ria:55c6a2c2-fb98-2b58-094a-02cece070834

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 21, 1997
First registration: Oct 9, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2847162

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jul 14, 2026	n/a	yes	Dallas, TX\|NEW YORK, NY	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2021	Jul 21, 2026	no	AUSTIN, TX	Previous registration
USCA RIA LLC	Former SEC adviser	Oct 26, 2015	Jun 30, 2021	no	Dallas, TX\|HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 28, 2013	Oct 27, 2015	no	DALLAS, TX	Previous registration
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Feb 26, 2013	Jun 24, 2013	no	ORLANDO, FL	Previous registration
WESTPARK WEALTH ADVISORS, INC.	Independent wealth	Feb 1, 2013	Feb 12, 2013	no	GRAPEVINE, TX\|HOUSTON, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	May 9, 2008	Apr 5, 2012	no	SOUTHLAKE, TX	Previous registration
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Apr 16, 2007	May 16, 2008	no	SOUTHLAKE, TX	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 9, 2001	Apr 17, 2007	no	SOUTHLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ARAX ADVISORY PARTNERS	Jul 21, 2026	Jul 14, 2026	-7	Bulk transfer	Ibd to ibd
USCA RIA LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 30, 2021	Jun 30, 2021	0	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	USCA RIA LLC	Oct 27, 2015	Oct 26, 2015	-1	Firm change	Other
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	WELLS FARGO ADVISORS	Jun 24, 2013	Jun 28, 2013	4	Firm change	Other
WESTPARK WEALTH ADVISORS, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Feb 12, 2013	Feb 26, 2013	14	Firm change	Other
HILLTOP SECURITIES INC.	WESTPARK WEALTH ADVISORS, INC.	Apr 5, 2012	Feb 1, 2013	302	Firm change	Other
STIFEL INDEPENDENT ADVISORS, LLC	HILLTOP SECURITIES INC.	May 16, 2008	May 9, 2008	-7	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	STIFEL INDEPENDENT ADVISORS, LLC	Apr 17, 2007	Apr 16, 2007	-1	Firm change	Other

Relationships

Registered with (9)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Jul 21, 2026factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Oct 26, 2015 to Jun 30, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2013 to Oct 27, 2015factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2013 to Jun 24, 2013factForm ADV
→ WESTPARK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 1, 2013 to Feb 12, 2013factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
May 9, 2008 to Apr 5, 2012factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 16, 2007 to May 16, 2008factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 9, 2001 to Apr 17, 2007factForm ADV

Dated events

No dated event names this entity yet.