DFX Intelligence

T••••• L••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

T••••• L••••••• S•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Newport Beach, CA

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Search this name across graphsid dfx:ria:55c97b99-1f91-d19b-5968-5e2420a9329d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 2, 2024	n/a	yes	Newport Beach, CA	Current employment
A•••• C•••• I••••••••• L••	Former SEC adviser	Jan 25, 2022	Jan 16, 2024	no	COSTA MESA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••• I••••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 16, 2024	May 2, 2024	107	Firm change	RIA to ibd

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ A•••• C•••• I••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2022 to Jan 16, 2024factForm ADV

Dated events

Occurred
Jan 16, 2024
Advisor changed firm
T••••• L••••••• S••••••• left A•••• C•••• I••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55c97b99-1f91-d19b-5968-5e2420a9329d
First observed: Jan 25, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.