DFX Intelligence

C••••••• H•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C••••••• H•••• S••••••••

Advisor at I••••••••• A•••••• A•••••••• L••

High Point, NC

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Search this name across graphsid dfx:ria:55df3f03-a116-2382-8889-fe9374018af0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 3, 2016	n/a	yes	High Point, NC	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	May 13, 2005	Feb 26, 2016	no	GREENSBORO, NC\|GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	I••••••••• A•••••• A•••••••• L••	Feb 26, 2016	Mar 3, 2016	6	Firm change	Other
P•••••••• S••••••••• I•••	N•• A•••••• S•••••••• L••	May 23, 2005	May 13, 2005

Relationships

Registered with (3)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 3, 2016 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
May 13, 2005 to Feb 26, 2016factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 31, 2001 to May 23, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55df3f03-a116-2382-8889-fe9374018af0
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.