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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Jeremiah Jennings

Advisor at LPL FINANCIAL LLC

Cheyenne, WY | CHEYENNE, WY

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Search this name across graphsid dfx:ria:55e070f8-ecc3-cf99-0733-5b2d0771ec03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 16, 2009
First registration: Mar 25, 2013
Dual registered: yes, broker-dealer
Other names: JEREMY THOMAS JENNINGS|Jeremiah Thomas Jennings|THOMAS JEREMIAH JENNINGS|Jeremy Jennings
IAPD individual key: 5603188

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 5, 2024	n/a	yes	Cheyenne, WY\|CHEYENNE, WY	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 15, 2024	Dec 11, 2024	no	Cheyenne, WY\|BELLEVUE, WA\|CHEYENNE, WY	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Aug 16, 2022	Mar 20, 2024	no	Cheyenne, WY\|HOUSTON, TX\|Cheyenne, WY	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jan 4, 2016	Mar 29, 2016	no	DENVER, CO	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Mar 25, 2013	Jan 9, 2014	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Dec 11, 2024	Dec 5, 2024	-6	Firm change	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	EQUITABLE ADVISORS, LLC	Mar 20, 2024	Mar 15, 2024	-5	Firm change	Ibd to ibd
CURIAN CAPITAL, LLC	NEXT FINANCIAL GROUP, INC.	Mar 29, 2016	Aug 16, 2022	2,331	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 15, 2024 to Dec 11, 2024factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 16, 2022 to Mar 20, 2024factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Mar 29, 2016factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Jeremiah Jennings left Equitable Advisors, Llc for Lpl Financial Llc (registered 2024-12-05)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2024
Advisor changed firm
Jeremiah Jennings left Next Financial Group, Inc. for Equitable Advisors, Llc (registered 2024-03-15)
Form ADVobserved 5 days ago