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Advisor at WELLS FARGO ADVISORS
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 6, 2025 | n/a | yes | LOS ANGELES, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 5, 2004 | May 3, 2005 | no | BEVERLY HILLS, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 10, 2003 | Aug 3, 2004 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | May 3, 2005 | Feb 6, 2025 | 7,219 | Firm change after gap | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO INVESTMENTS, LLC | Aug 3, 2004 | Oct 5, 2004 | 63 | Firm change | Other |