DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CORNERSTONE WEALTH MANAGEMENT, LLC
ST. PETERS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH MANAGEMENT, LLC | Independent wealth | Oct 20, 2014 | n/a | yes | ST. PETERS, MO | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 12, 2007 | Oct 8, 2014 | no | ST LOUIS, MO|ST LOUIS, MO|TOWN & COUNTRY, MO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 15, 2006 | Nov 21, 2007 | no | Clayton, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | CORNERSTONE WEALTH MANAGEMENT, LLC | Oct 8, 2014 | Oct 20, 2014 | 12 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Nov 21, 2007 | Nov 12, 2007 | -9 | Firm change | Wirehouse to ibd |