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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

UBP INVESTMENT ADVISORS S.A.

CRD 169987

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55fe5809-968e-955f-4753-781ffbca8933

Data as of Sep 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 16
On other graphs: 0
Observed: Jan 30, 2014 to Sep 23, 2022
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $943MItem 5.F on the latest filing (2022-09-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $451M
Private client RAUM: $640MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 214
Individual clients: 66
High net worth clients: 99
SEC number: 801-79172
CRD: 169987
Filings on the tape: 36
First filed: Jan 30, 2014
Latest filed: Sep 23, 2022
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CBI HOLDINGS S.A.	Shareholder	E	yes	11/2013	Mar 31, 2020	Sep 23, 2022
CHAPPUIS, YVAN	Director	Na	yes	12/2013	Jan 30, 2014	Sep 23, 2022
CRAMB, IAN, MARK	Director	Na	yes	12/2013	Jan 30, 2014	Sep 23, 2022
DE PICCIOTTO, ANNE ROTMAN	Shareholder	E	yes	12/2018	Jan 8, 2019	Sep 23, 2022
DE PICCIOTTO, DANIEL, ALAIN	Shareholder	E	yes	12/2018	Jan 8, 2019	Sep 23, 2022
DE PICCIOTTO, GUY	Shareholder	E	yes	12/2018	Jan 8, 2019	Sep 23, 2022
DE PICCIOTTO, MARC	Shareholder	E	yes	12/2018	Jan 8, 2019	Sep 23, 2022
GENOVESE-DELWING, EVA KATHRIN	CHIEF EXECUTIVE OFFICER	Na	yes	01/2021	Feb 1, 2021	Sep 23, 2022
H DE P (HOLDING DE PICCIOTTO)	Shareholder	D	yes	11/2013	Jan 30, 2014	Sep 23, 2022
H DE P CONTINUATION GROUPE S.A.	Shareholder	E	yes	12/2018	Mar 31, 2020	Sep 23, 2022
KUENZI, ADRIAN	Director	Na	yes	12/2019	Mar 31, 2020	Sep 23, 2022
Loretan, Addrienne	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Aug 31, 2022	Sep 23, 2022
UNION BANCAIRE PRIVEE UBP S.A.	Shareholder	E	yes	11/2013	Jan 30, 2014	Sep 23, 2022
UNION BANCAIRE PRIVEE UBP S.A.	Shareholder	E	yes	11/2013	Jan 30, 2014	Sep 23, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNION BANCAIRE PRIVEE (UBP) S.A.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Geneva	n/a	Switzerland	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 25, 2022	$943M	$451M	8	5	1	n/a	n/a
2020	Mar 31, 2021	$2.4B	$1.8B	9	6	1	n/a	n/a
2019	Apr 30, 2020	$1.4B	$950M	10	4	1	n/a	n/a
2018	Mar 29, 2019	$521M	$212M	10	4	1	n/a	n/a
2017	Mar 23, 2018	$243M	$167M	3	3	1	n/a	n/a
2016	Mar 29, 2017	$318M	$104M	4	2	n/a	n/a	n/a
2015	Mar 30, 2016	$109M	$36.0M	3	2	n/a	n/a	n/a
2014	Mar 31, 2015	$57.7M	$7.5M	3	2	n/a	n/a	n/a
2013	Apr 30, 2014	$0	$0	3	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$943M	$2.4B	-60.8%	$521M	21.9%	8	9	1	1

Relationships

Controls (13)

← DE PICCIOTTO, DANIEL, ALAINOwnerSHAREHOLDER, ownership code E, individual
Jan 8, 2019 to presentfactForm ADV
← KUENZI, ADRIANOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2020 to presentfactForm ADV
← CRAMB, IAN, MARKOwnerDIRECTOR, ownership code NA, individual
Jan 30, 2014 to presentfactForm ADV
← CHAPPUIS, YVANOwnerDIRECTOR, ownership code NA, individual
Jan 30, 2014 to presentfactForm ADV
← GENOVESE-DELWING, EVA KATHRINOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 1, 2021 to presentfactForm ADV
← DE PICCIOTTO, GUYOwnerSHAREHOLDER, ownership code E, individual
Jan 8, 2019 to presentfactForm ADV
← DE PICCIOTTO, ANNE ROTMANOwnerSHAREHOLDER, ownership code E, individual
Jan 8, 2019 to presentfactForm ADV
← DE PICCIOTTO, MARCOwnerSHAREHOLDER, ownership code E, individual
Jan 8, 2019 to presentfactForm ADV
← Loretan, AddrienneOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2022 to presentfactForm ADV
← CBI HOLDINGS S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2020 to presentfactForm ADV
← H DE P (HOLDING DE PICCIOTTO)OwnerSHAREHOLDER, ownership code D, foreign entity
Jan 30, 2014 to presentfactForm ADV
← H DE P CONTINUATION GROUPE S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2020 to presentfactForm ADV
← UNION BANCAIRE PRIVEE UBP S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Jan 30, 2014 to presentfactForm ADV

Affiliated with (1)

← ACPI INVESTMENTS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Registered with (1)

← DEEPAK SONIAdvisorregistration: previous registration
Jun 28, 2018 to Jun 2, 2021factForm ADV

Dated events

Occurred
Aug 31, 2022
Control person joined
Addrienne Loretan (Chief Compliance Officer) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Aug 31, 2022
Control person left
Kellie Geyer (Head Of Compliance - Chief Compliance Officer) no longer on Schedule A of Ubp Investment Advisors S.A. (listed 2022-03-25, absent 2022-08-31)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Ubp Investment Advisors S.A. reported RAUM $943.1M, down 61% from $2.4B (2021-03-31 to 2022-03-25)
Form ADVobserved 5 days ago
$-1.5B
Occurred
Mar 25, 2022
Control person joined
Kellie Geyer (Head Of Compliance - Chief Compliance Officer) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person left
A Matthew Cullen (Head Of Legal And Compliance - Chief Compliance Officer) no longer on Schedule A of Ubp Investment Advisors S.A. (listed 2021-03-31, absent 2022-03-25)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Ubp Investment Advisors S.A. reported RAUM $2.4B, up 72% from $1.4B (2021-02-01 to 2021-03-31)
Form ADVobserved 5 days ago
$1.0B
Occurred
Feb 1, 2021
Control person left
Deepak Soni (Chief Executive Officer) no longer on Schedule A of Ubp Investment Advisors S.A. (listed 2020-06-30, absent 2021-02-01)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2021
Control person joined
Eva Kathrin Genovese-Delwing (Chief Executive Officer) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Ubp Investment Advisors S.A. reported RAUM $1.4B, up 169% from $521.0M (2019-11-27 to 2020-03-31)
Form ADVobserved 5 days ago
$879M
Occurred
Mar 31, 2020
Control person left
Benoit Barbereau (Director) no longer on Schedule A of Ubp Investment Advisors S.A. (listed 2019-11-27, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Ubp Investment Advisors S.A. reported RAUM $521.0M, up 114% from $243.0M (2019-01-31 to 2019-03-29)
Form ADVobserved 5 days ago
$278M
Occurred
Jan 8, 2019
Control person joined
Alain Daniel De Picciotto (Shareholder) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Jan 8, 2019
Control person joined
Guy De Picciotto (Shareholder) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Jan 8, 2019
Control person joined
Anne Rotman De Picciotto (Shareholder) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Jan 8, 2019
Control person joined
Marc De Picciotto (Shareholder) appeared on Schedule A of Ubp Investment Advisors S.A.
Form ADVobserved 5 days ago
Occurred
Jan 30, 2014
First Form ADV filing
Ubp Investment Advisers S.A. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55fe5809-968e-955f-4753-781ffbca8933
First observed: Jan 30, 2014
Last observed: Sep 23, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UBP INVESTMENT ADVISORS S.A.

CRD 169987

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55fe5809-968e-955f-4753-781ffbca8933

Data as of Sep 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CBI HOLDINGS S.A.

Shareholder

yes

11/2013

Mar 31, 2020

Sep 23, 2022

CHAPPUIS, YVAN

Director

yes

12/2013

Jan 30, 2014

Sep 23, 2022

CRAMB, IAN, MARK

Director

yes

12/2013

Jan 30, 2014

Sep 23, 2022

DE PICCIOTTO, ANNE ROTMAN

Shareholder

yes

12/2018

Jan 8, 2019

Sep 23, 2022

DE PICCIOTTO, DANIEL, ALAIN

Shareholder

yes

12/2018

Jan 8, 2019

Sep 23, 2022

DE PICCIOTTO, GUY

Shareholder

yes

12/2018

Jan 8, 2019

Sep 23, 2022

DE PICCIOTTO, MARC

Shareholder

yes

12/2018

Jan 8, 2019

Sep 23, 2022

GENOVESE-DELWING, EVA KATHRIN

CHIEF EXECUTIVE OFFICER

yes

01/2021

Feb 1, 2021

Sep 23, 2022

H DE P (HOLDING DE PICCIOTTO)

Shareholder

yes

11/2013

Jan 30, 2014

Sep 23, 2022

H DE P CONTINUATION GROUPE S.A.

Shareholder

yes

12/2018

Mar 31, 2020

Sep 23, 2022

KUENZI, ADRIAN

Director

yes

12/2019

Mar 31, 2020

Sep 23, 2022

Loretan, Addrienne

CHIEF COMPLIANCE OFFICER

yes

09/2022

Aug 31, 2022

Sep 23, 2022

UNION BANCAIRE PRIVEE UBP S.A.

Shareholder

yes

11/2013

Jan 30, 2014

Sep 23, 2022

UNION BANCAIRE PRIVEE UBP S.A.

Shareholder

yes

11/2013

Jan 30, 2014

Sep 23, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNION BANCAIRE PRIVEE (UBP) S.A.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Geneva

n/a

Switzerland

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 25, 2022

$943M

$451M

n/a

2020

Mar 31, 2021

$2.4B

$1.8B

n/a

2019

Apr 30, 2020

$1.4B

$950M

n/a

2018

Mar 29, 2019

$521M

$212M

n/a

2017

Mar 23, 2018

$243M

$167M

n/a

2016

Mar 29, 2017

$318M

$104M

n/a

2015

Mar 30, 2016

$109M

$36.0M

n/a

2014

Mar 31, 2015

$57.7M

$7.5M

n/a

2013

Apr 30, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$943M

$2.4B

-60.8%

$521M

21.9%