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Advisor at A••••• I••••••••• A••••••• L••
HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• I••••••••• A••••••• L•• | Independent wealth | Feb 5, 2026 | n/a | yes | HUNTSVILLE, AL | Current employment |
| S••••• A••••••• I••• | Bd affiliated wealth | Jun 30, 2016 | Feb 10, 2026 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• A••••••• I••• | A••••• I••••••••• A••••••• L•• | Feb 10, 2026 | Feb 5, 2026 | -5 | Firm change | Ibd to new firm |
| S••••• A••• A•••• M••••••••• I••• | S••••• A••••••• I••• | Jun 30, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174182:336722:AL:2026-02-10 | Feb 10, 2026 | Feb 5, 2026 | HUNTSVILLE, AL | Firm change |
| Previous registration |
| S••••• A••• A•••• M••••••••• I••• | Former SEC adviser | Oct 3, 2006 | Jun 30, 2016 | no | BIRMINGHAM, AL | Previous registration |
| S•••••• A••• • L••••• I••• | n/a | Oct 3, 2006 | Jan 3, 2007 | no | BIRMINGHAM, AL | Previous registration |
| A•••••• I••••••••• M••••••••• C•••••• L•• | n/a | Jul 10, 2003 | Oct 25, 2006 | no | BIRMINGHAM, AL | Previous registration |
| A•••••• I••••••••• S•••••••• I••• | n/a | Aug 24, 2000 | Jul 23, 2003 | no | BIRMINGHAM, AL|MONTGOMERY, AL|TUSCALOOSA, AL|GRAYSVILLE, AL|BIRMINGHAM, AL|LEEDS, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|PINSON, AL|TRUSSVILLE, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|DOTHAN, AL|MONTGOMERY, AL|WETUMPKA, AL|OPELIKA, AL|TUSCALOOSA, AL|TUSCALOOSA, AL|TUSCALOOSA, AL|MONTGOMERY, AL|SELMA, AL|MONTGOMERY, AL|MONTGOMERY, AL|BIRMINGHAM, AL|IRONDALE, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|HOMEWOOD, AL|BIRMINGHAM, AL|ALABASTER, AL|BIRMINGHAM, AL|HUEYTOWN, AL|BIRMINGHAM, AL|FAIRFIELD, AL|BIRMINGHAM, AL|VESTAVIA HILLS, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BESSEMER, AL|GARDENDALE, AL|BIRMINGHAM, AL|TUSCALOOSA, AL|BIRMINGHAM, AL|MONTGOMERY, AL|BIRMINGHAM, AL|PELHAM, AL|MILLBROOK, AL|AUBURN, AL|DOTHAN, AL|DOTHAN, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|TUSCALOOSA, AL|PRATTVILLE, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BESSEMER, AL|DOTHAN, AL|TUSCALOOSA, AL|MONTGOMERY, AL|HELENA, AL|BIRMINGHAM, AL|JASPER, AL|BIRMINGHAM, AL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| S•••••• A••• • L••••• I••• | S••••• A••• A•••• M••••••••• I••• | Jan 3, 2007 | Oct 3, 2006 | -92 | Firm change after gap | Other |
| A•••••• I••••••••• M••••••••• C•••••• L•• | S•••••• A••• • L••••• I••• | Oct 25, 2006 | Oct 3, 2006 | -22 | Firm change | Other |
| A•••••• I••••••••• S•••••••• I••• | A•••••• I••••••••• M••••••••• C•••••• L•• | Jul 23, 2003 | Jul 10, 2003 | -13 | Bulk transfer | Other |