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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

STEVE M KOZIOL

Advisor at OSAIC WEALTH, INC.

SUFFOLK, VA | ELLICOTT CITY, MD

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Search this name across graphsid dfx:ria:56074044-e517-0e00-5e27-5bc9bf41667d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 17, 2005
First registration: Sep 17, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5183392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	SUFFOLK, VA\|ELLICOTT CITY, MD	Current employment
OSAIC FA, INC.	Former SEC adviser	Apr 30, 2012	Jan 24, 2025	no	CHICAGO, IL\|VIRGINIA BEACH, VA\|SUFFOLK, VA\|ELLICOTT CITY, MD	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 22, 2011	Apr 24, 2012	no	ROSEMONT, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 27, 2010	Apr 28, 2011	no	OAK BROOK, IL	Previous registration
RWI WEALTH MANAGEMENT, LLC	n/a	Sep 17, 2007	Mar 19, 2010	no	GURNEE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC FA, INC.	Apr 24, 2012	Apr 30, 2012	6	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Apr 28, 2011	Jun 22, 2011	55	Firm change	Other
RWI WEALTH MANAGEMENT, LLC	MSI FINANCIAL SERVICES, INC.	Mar 19, 2010	Apr 27, 2010	39	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Apr 30, 2012 to Jan 24, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 22, 2011 to Apr 24, 2012factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 27, 2010 to Apr 28, 2011factForm ADV
→ RWI WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 17, 2007 to Mar 19, 2010factForm ADV

Dated events

No dated event names this entity yet.