DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
ELKRIDGE, MD | COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | COLUMBIA, MD|ELKRIDGE, MD | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Sep 25, 2020 | Mar 31, 2025 | no | COLUMBIA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| B••••••••• W••••• M••••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Jun 23, 2020 | Sep 25, 2020 |
| B••••••••• W••••• M••••••••• | Former SEC adviser | Dec 16, 2019 | Jun 23, 2020 | no | ROCKVILLE, MD | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 23, 2018 | Dec 16, 2019 | no | Plymouth Meeting, PA | Previous registration |
| F•••••••• A••••••• S•••••••• L•• | Former SEC adviser | Aug 16, 2017 | Jan 8, 2018 | no | Philadelphia, PA | Previous registration |
| 94 |
| Firm change |
| RIA to ibd |
| S••••••• F•••••••• S•••••••• I••• | B••••••••• W••••• M••••••••• | Dec 16, 2019 | Dec 16, 2019 | 0 | Firm change | Ibd to RIA |
| F•••••••• A••••••• S•••••••• L•• | S••••••• F•••••••• S•••••••• I••• | Jan 8, 2018 | Feb 23, 2018 | 46 | Firm change | Other |