This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$674MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$647M

Private client RAUM

$647MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$96.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

6

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,677

Individual clients

138

High net worth clients

167

Custody, client assets

$274M

SEC number

801-109976

CIK

1843684

CRD

142265

Filings on the tape

27

First filed

Feb 3, 2017

Latest filed

Feb 25, 2026

Organised

Limited Liability Company, IA

• Occurred

  Aug 29, 2025
  Advisor changed firm

  Joseph Stephen Hart left West Financial Advisors, L.L.C. for Hart Wealth Management (registered 2025-09-17)

  Form ADVobserved 5 days ago
• Occurred

  Feb 3, 2017
  First Form ADV filing

  West Financial Advisors, L.L.C. filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:560d3837-b89a-fa39-6522-9ac7f098c679

First observed

Feb 3, 2017

Last observed

Feb 25, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.