DFX Intelligence
Data Factory
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Reading the graph
CRD 174280
HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAFARELLA, ERIK, RONALD | Member | C | yes | 11/2014 | Jan 9, 2015 | Mar 21, 2024 |
| DAVIS, ROBERT, WILLIAM | MANAGING MEMBER | C | yes | 11/2014 | Jan 9, 2015 | Mar 21, 2024 |
| GAGNON, JAMES, FRANCIS | CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT | Na | yes | 02/2017 | Mar 1, 2017 | Mar 21, 2024 |
| VARTELAS, ALLAN, JEREMIAH | MANAGING MEMBER | C | yes | 11/2014 | Jan 9, 2015 | Mar 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $1.5B | $1.2B | 5 | 5 | 0 | n/a | n/a |
| 2024 | Mar 14, 2025 | $1.5B | $1.1B | 5 | 5 | 0 | n/a | n/a |
| 2023 | Mar 21, 2024 | $1.5B | $1.1B | 5 | 5 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $1.3B | $875M | 5 | 5 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $1.2B | $811M | 5 | 5 | 0 | n/a | n/a |
| 2020 | Mar 12, 2021 | $1.1B | $768M | 5 | 5 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $1.1B | $720M | 5 | 5 | 0 | n/a | n/a |
| 2018 | Mar 11, 2019 | $1.1B | $801M | 7 | 5 | 0 | n/a | n/a |
| 2017 | Mar 14, 2018 | $1.1B | $756M | 7 | 5 | 0 | n/a | n/a |
| 2016 | Mar 1, 2017 | $1.1B | $834M | 7 | 5 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $1.0B | $763M | 6 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.5B | -0.3% | $1.3B | 5.5% | 5 | 5 | 0 | 0 |