DFX Intelligence

B•••• W•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

B•••• W•••• D••••••

Advisor at B••••••••• W••••• A••••••• L••

RALEIGH, NC | CROFTON, MD

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Search this name across graphsid dfx:ria:5612087e-5607-2b67-f0dd-4ab89d9a1a38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A••••••• L••	State registered	Feb 18, 2020	n/a	yes	RALEIGH, NC\|CROFTON, MD	Current employment
C•••••• F•••••••• A••••••••• I••	Former SEC adviser	Feb 22, 2019	Jan 7, 2020	no	RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A••••••••• I••	B••••••••• W••••• A••••••• L••	Jan 7, 2020	Feb 18, 2020	42	Firm change	RIA to state RIA
P••••••••• C•••••• G••••• I•••	F•••••• I••••••••• M••••••••• I•••	Feb 14, 2019	Oct 23, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
126052:105427:CT:2018-12-31	Dec 31, 2018	Feb 22, 2019	SOUTH WINDSOR, CT	Firm change

Relationships

Registered with (6)

→ B••••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 18, 2020 to presentfactForm ADV
→ C•••••• F•••••••• A••••••••• I••Registered adviserregistration: previous registration
Feb 22, 2019 to Jan 7, 2020factForm ADV
→ P••••••••• C•••••• G••••• I•••Registered adviserregistration: previous registration
Jul 31, 2014 to Feb 14, 2019factForm ADV
→ F•••••• I••••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5612087e-5607-2b67-f0dd-4ab89d9a1a38
First observed: Jul 2, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.