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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)26 years in industry

WENDY MICHELLE CONNER

Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC

WAYNE, PA | Alpharetta, GA | Casper, WY

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Search this name across graphsid dfx:ria:5617796d-dc53-926b-dceb-2eefb95a0d85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT AND WEALTH AT ALLIANT, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Aug 4, 2000
First registration: Sep 30, 2002
Dual registered: yes, broker-dealer
Other names: WENDY MICHELLE COLLINS
IAPD individual key: 4169248

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 1, 2025	n/a	yes	Casper, WY\|Alpharetta, GA	Current employment
RETIREMENT AND WEALTH AT ALLIANT, LLC	Institutional manager	Oct 5, 2024	n/a	yes	WAYNE, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 16, 2009	Oct 6, 2015	no	CASPER, WY\|HOUSTON, TX\|RICHMOND, TX\|HOUSTON, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Sep 25, 2007	Dec 17, 2009	no	HOUSTON, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 30, 2002	Oct 11, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RETIREMENT AND WEALTH AT ALLIANT, LLC	Oct 6, 2015	Oct 5, 2024	3,287	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	LPL FINANCIAL LLC	Dec 17, 2009	Dec 16, 2009	-1	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	NFP ADVISOR SERVICES, LLC	Oct 11, 2005	Sep 25, 2007	714	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ RETIREMENT AND WEALTH AT ALLIANT, LLCRegistered adviserregistration: current employment
Oct 5, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 16, 2009 to Oct 6, 2015factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Sep 25, 2007 to Dec 17, 2009factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Oct 11, 2005factForm ADV

Dated events

No dated event names this entity yet.