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R••••• C•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)54 years in industry

R••••• C•••••• G••••

Advisor at F•••••••• A••••••••• S•••••••• I•••

FOUNTAIN VALLEY, CA | ANAHEIM, CA

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Search this name across graphsid dfx:ria:561c3b29-887a-48d4-bf45-9626c32a7263

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1972 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1972earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••••• S•••••••• I•••	State registered	Dec 21, 2005	n/a	yes	FOUNTAIN VALLEY, CA	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Jul 2, 1999	n/a	yes	ANAHEIM, CA\|FOUNTAIN VALLEY, CA

Relationships

Registered with (2)

→ F•••••••• A••••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 21, 2005 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: current employment
Jul 2, 1999 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:561c3b29-887a-48d4-bf45-9626c32a7263
First observed: Jan 1, 1972
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.