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Advisor at OSAIC WEALTH, INC.
BENSALEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | BENSALEM, PA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Nov 28, 2011 | Jan 24, 2025 | no | GARNET VALLEY, PA|GARNET VALLEY, PA|BLUE BELL, PA|BENSALEM, PA|BLUE BELL, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 4, 2011 | Nov 4, 2011 | no | PHILADELPHIA, PA|ORLANDO, FL|PHILADELPHIA, PA | Previous registration |
| FIRSTRUST FINANCIAL ADVISORS | State registered | Sep 8, 2004 | Nov 23, 2011 | no | PHILADELPHIA, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 5, 2002 | Feb 10, 2011 | no | PHILADELPHIA, PA|PHILLAPELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| PROGRESS FINANCIAL ADVISORS | n/a | Aug 9, 2001 | Dec 17, 2004 | no | PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| FIRSTRUST FINANCIAL ADVISORS | MSI FINANCIAL SERVICES, INC. | Nov 23, 2011 | Feb 4, 2011 | -292 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | OSAIC FA, INC. | Nov 4, 2011 | Nov 28, 2011 | 24 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | FIRSTRUST FINANCIAL ADVISORS | Feb 10, 2011 | Sep 8, 2004 | -2,346 | Firm change after gap | Ibd to state RIA |
| PROGRESS FINANCIAL ADVISORS | EQUITABLE ADVISORS, LLC | Dec 17, 2004 | Jul 5, 2002 | -896 | Firm change after gap | Other |