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Advisor at SPIEGELMAN WEALTH MANAGEMENT, INC.
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPIEGELMAN WEALTH MANAGEMENT, INC. | Independent wealth | Mar 27, 2026 | n/a | yes | WALNUT CREEK, CA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 21, 2018 | Jul 15, 2025 | no | Lafayette, CA|Alamo, CA|Lafayette, CA|Walnut Creek, CA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 12, 2007 | Mar 20, 2018 | no | SAN FRANCISCO, CA | Previous registration |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | n/a | Feb 1, 2007 | Apr 30, 2007 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | SPIEGELMAN WEALTH MANAGEMENT, INC. | Jul 15, 2025 | Mar 27, 2026 | 255 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | COMMONWEALTH FINANCIAL NETWORK | Mar 20, 2018 | Feb 21, 2018 | -27 | Firm change | Other |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 30, 2007 | Sep 12, 2007 | 135 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:336637:CA:2025-07-14 | Jul 15, 2025 | Mar 27, 2026 | WALNUT CREEK, CA | Firm change |
| 2881:8032:CA:2018-03-20 | Mar 20, 2018 | Feb 21, 2018 | SAN FRANCISCO, CA | Firm change |