DFX Intelligence

K••••• M•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K••••• M•••••• D••••••

Advisor at W••• W••••• G••••• L••

IRVINE, CA

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Search this name across graphsid dfx:ria:561edb08-2316-4780-80a6-156eed1e58d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W••••• G••••• L••	Independent wealth	Oct 29, 2021	n/a	yes	IRVINE, CA	Current employment
C••••• M••••••	Independent wealth	Jul 30, 2021	Jan 3, 2022	no	Irvine, CA\|IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• M••••••	W••• W••••• G••••• L••	Jan 3, 2022	Oct 29, 2021	-66	Firm change after gap	RIA to new firm

Relationships

Registered with (2)

→ W••• W••••• G••••• L••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ C••••• M••••••Registered adviserregistration: previous registration
Jul 30, 2021 to Jan 3, 2022factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:561edb08-2316-4780-80a6-156eed1e58d5
First observed: Jul 30, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.