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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FOX RIVER ADVISERS, LLC

CRD 159794

HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:5621919b-0c63-cb51-7ab4-9ee6c8aeadef

Data as of Jul 19, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Mar 25, 2014 to Jul 19, 2016
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

FOX River Advisers, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $155MItem 5.F on the latest filing (2016-07-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $155M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $155Mgross asset value as reported per fund; never fund size
SEC number: 801-79477
CRD: 159794
Filings on the tape: 12
First filed: Mar 25, 2014
Latest filed: Jul 19, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FRPI II - GCP CAPTIVATE LLC	Private Equity Fund	$8.0M	Mar 29, 2024	21	Mar 30, 2017	reported	n/a
ATOCHA DISCOVERY LP	Private Equity Fund	$5.2M	Mar 29, 2024	33	Mar 22, 2013	reported	n/a
FRPI - PRODUCT LABS LLC	Private Equity Fund	$4.0M	Mar 25, 2021	14	Mar 25, 2021	reported	n/a
FRPI V L.L.C.	Private Equity Fund	$3.8M	Mar 9, 2018	24	Mar 30, 2017	reported	n/a
FRPI - MARKETPLACE HOLDINGS LLC	Private Equity Fund	$2.9M	Mar 29, 2024	14	Mar 30, 2022	reported	n/a
FRPI - GCP CAPTIVATE II LLC	Private Equity Fund	$2.9M	Mar 29, 2024	6	Mar 30, 2020	reported	n/a
SEAROCK PARTNERS LP	Other Private Fund	$1.7M	Mar 29, 2024	30	Mar 9, 2012	reported	021-144806
FRPI III - SEASIDE AMELIA INN LLC	Private Equity Fund	$162,033	Mar 9, 2018	24	Mar 30, 2017	reported	n/a
FRPI I - LAKE COMMERCIAL PARCEL LLC	Private Equity Fund	$18,584	Mar 29, 2024	21	Mar 30, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOX RIVER PARTNERS GP, LLC	Member	E	yes	06/2010	Mar 25, 2014	Jul 19, 2016
MOSLEY, NOGA, SCHECHTER	CHIEF COMPLIANCE OFFICER	Na	yes	07/2016	Jul 19, 2016	Jul 19, 2016
RITCHIE, JOSEPH, JAY	MANAGING MEMBER	E	yes	06/2010	Mar 25, 2014	Jul 19, 2016
RITCHIE, JOSEPH, JAY	Principal	Na	yes	03/2010	Mar 25, 2014	Jul 19, 2016
RITCHIE, NOAH, JAMES	MANAGING DIRECTOR	Na	yes	03/2010	Mar 25, 2014	Jul 19, 2016
DICKSON, KEITH, KERFOOT	PORTFOLIO MANAGER	Na	no	12/2012	Mar 25, 2014	Jul 19, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOX RIVER ATOCHA GP LLC	n/a	n/a	n/a	N	yes	n/a
FOX RIVER PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naperville	IL	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 7, 2016	$155M	$155M	10	6	n/a	2	$155M
2014	Mar 19, 2015	$198M	$198M	11	7	n/a	2	$198M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$155M	$198M	-22.0%	n/a	n/a	9	11	n/a	n/a

Relationships

Advises (9)

→ FRPI - MARKETPLACE HOLDINGS LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2022 to presentfactForm ADV
→ FRPI - GCP CAPTIVATE II LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2020 to presentfactForm ADV
→ FRPI I - LAKE COMMERCIAL PARCEL LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2017 to presentfactForm ADV
→ SEAROCK PARTNERS LPPrivate fundOther Private Fund, ERA
Mar 9, 2012 to presentfactForm ADV
→ FRPI II - GCP CAPTIVATE LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2017 to presentfactForm ADV
→ ATOCHA DISCOVERY LPPrivate fundPrivate Equity Fund, ERA
Mar 22, 2013 to presentfactForm ADV
→ FRPI - PRODUCT LABS LLCPrivate fundPrivate Equity Fund, ERA
Mar 25, 2021 to presentfactForm ADV
→ FRPI V L.L.C.Private fundPrivate Equity Fund, ERA
Mar 30, 2017 to presentfactForm ADV
→ FRPI III - SEASIDE AMELIA INN LLCPrivate fundPrivate Equity Fund, ERA
Mar 30, 2017 to presentfactForm ADV

Owns (1)

← DICKSON, KEITH, KERFOOTOwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 25, 2014 to presentfactForm ADV

Controls (4)

← RITCHIE, JOSEPH, JAYOwnerMANAGING MEMBER, ownership code E, individual
Mar 25, 2014 to presentfactForm ADV
← RITCHIE, NOAH, JAMESOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 25, 2014 to presentfactForm ADV
← MOSLEY, NOGA, SCHECHTEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 19, 2016 to presentfactForm ADV
← FOX RIVER PARTNERS GP, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 25, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 25, 2014
First Form ADV filing
Fox River Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5621919b-0c63-cb51-7ab4-9ee6c8aeadef
First observed: Mar 25, 2014
Last observed: Jul 19, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOX RIVER ADVISERS, LLC

CRD 159794

HERMOSA BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5621919b-0c63-cb51-7ab4-9ee6c8aeadef

Data as of Jul 19, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FRPI II - GCP CAPTIVATE LLC

Private Equity Fund

$8.0M

Mar 29, 2024

Mar 30, 2017

reported

n/a

ATOCHA DISCOVERY LP

Private Equity Fund

$5.2M

Mar 29, 2024

Mar 22, 2013

reported

n/a

FRPI - PRODUCT LABS LLC

Private Equity Fund

$4.0M

Mar 25, 2021

reported

n/a

FRPI V L.L.C.

Private Equity Fund

$3.8M

Mar 9, 2018

Mar 30, 2017

reported

n/a

FRPI - MARKETPLACE HOLDINGS LLC

Private Equity Fund

$2.9M

Mar 29, 2024

Mar 30, 2022

reported

n/a

FRPI - GCP CAPTIVATE II LLC

Private Equity Fund

$2.9M

Mar 29, 2024

Mar 30, 2020

reported

n/a

SEAROCK PARTNERS LP

Other Private Fund

$1.7M

Mar 29, 2024

Mar 9, 2012

reported

021-144806

FRPI III - SEASIDE AMELIA INN LLC

Private Equity Fund

$162,033

Mar 9, 2018

Mar 30, 2017

reported

n/a

FRPI I - LAKE COMMERCIAL PARCEL LLC

Private Equity Fund

$18,584

Mar 29, 2024

Mar 30, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOX RIVER PARTNERS GP, LLC

Member

yes

06/2010

Mar 25, 2014

Jul 19, 2016

MOSLEY, NOGA, SCHECHTER

CHIEF COMPLIANCE OFFICER

yes

07/2016

Jul 19, 2016

RITCHIE, JOSEPH, JAY

MANAGING MEMBER

yes

06/2010

Mar 25, 2014

Jul 19, 2016

RITCHIE, JOSEPH, JAY

Principal

yes

03/2010

Mar 25, 2014

Jul 19, 2016

RITCHIE, NOAH, JAMES

MANAGING DIRECTOR

yes

03/2010

Mar 25, 2014

Jul 19, 2016

DICKSON, KEITH, KERFOOT

PORTFOLIO MANAGER

12/2012

Mar 25, 2014

Jul 19, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOX RIVER ATOCHA GP LLC

n/a

yes

n/a

FOX RIVER PARTNERS GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Naperville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 7, 2016

$155M

n/a

$155M

2014

Mar 19, 2015

$198M

n/a

$198M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$155M

$198M

-22.0%

n/a