This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 5, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jul 5, 2013

First registration

Jun 4, 2019

Dual registered

yes, broker-dealer

Other names

LACI HANABAH DAVIS|Leah Davis|Laci H Davis|Laci Davis

IAPD individual key

6181623

• Occurred

  Sep 18, 2024
  Advisor changed firm

  Laci H Davis left J.P. Morgan Securities Llc for Charles Schwab & Co., Inc. (registered 2024-09-26)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:56279040-c39c-c8b3-8f9e-e7c59708c140

First observed

Jun 4, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.