DFX Intelligence

K••• M•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

K••• M•••••• S•••••••••

Advisor at M•••• L••• • W•••••• L••

PLANO, TX

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Search this name across graphsid dfx:ria:5629dae3-d7c0-06de-7ae0-bbd2e7f8deda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• L••• • W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• L••• • W•••••• L••	Independent wealth	Apr 3, 2026	n/a	yes	PLANO, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 9, 2022	Mar 21, 2026	no	Westlake, TX\|Orlando, FL\|Southlake, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M•••• L••• • W•••••• L••	Mar 21, 2026	Apr 3, 2026	13	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ M•••• L••• • W•••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 9, 2022 to Mar 21, 2026factForm ADV

Dated events

Occurred
Mar 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5629dae3-d7c0-06de-7ae0-bbd2e7f8deda
First observed: Nov 9, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.