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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JEFFREY ANDREWS WHYTE

Advisor at CETERA INVESTMENT ADVISERS LLC

WILBRAHAM, MA | HAMPDEN, MA

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Search this name across graphsid dfx:ria:56398cac-b601-e150-7c56-5cff0d125319

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 11, 1994
First registration: Jul 29, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2453715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	WILBRAHAM, MA\|HAMPDEN, MA	Current employment
INVESTORS CAPITAL ADVISORY	Former SEC adviser	May 18, 2009	Oct 3, 2016	no	LYNNFIELD, MA\|WILBRAHAM, MA\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	May 20, 2009	no	PALMER, MA\|TURNERS FALLS, MA\|HOLYOKE, MA\|EASTHAMPTON, MA\|HOLYOKE, MA\|LUDLOW, MA\|PALMER, MA\|SPRINGFIELD, MA\|CHICOPEE, MA\|WARE, MA\|SPRINGFIELD, MA\|HOLYOKE, MA\|SPRINGFIELD, MA	Previous registration
QUICK & REILLY, INC.	n/a	Jul 29, 2003	Oct 20, 2004	no	PALMER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTORS CAPITAL ADVISORY	CETERA INVESTMENT ADVISERS LLC	Oct 3, 2016	Mar 21, 2024	2,726	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	INVESTORS CAPITAL ADVISORY	May 20, 2009	May 18, 2009	-2	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
May 18, 2009 to Oct 3, 2016factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to May 20, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jul 29, 2003 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.