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Reading the graph
Advisor at LPL FINANCIAL LLC
BELLINGHAM, WA | EVERSON, WA | EDMONDS, WA | MOUNT VERNON, WA | LYNDEN, WA | FERNDALE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 2, 2020 | n/a | yes | FERNDALE, WA|BELLINGHAM, WA|EVERSON, WA|LYNDEN, WA|MOUNT VERNON, WA|BELLINGHAM, WA|BELLINGHAM, WA|EDMONDS, WA | Current employment |
| BELLINGHAM CAPITAL | Independent wealth | Oct 21, 2019 | Jun 30, 2020 | no | BELLINGHAM, WA | Previous registration |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Mar 23, 2015 | Apr 1, 2019 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BELLINGHAM CAPITAL | LPL FINANCIAL LLC | Jun 30, 2020 | Nov 2, 2020 | 125 | Firm change | RIA to ibd |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | BELLINGHAM CAPITAL | Apr 1, 2019 | Oct 21, 2019 | 203 | Firm change | Ibd to RIA |