DFX Intelligence

P•••••••• B•••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

P•••••••• B•••• C••••••••

Advisor at C••••••••• F••••••••

BURR RIDGE, IL | ASHEVILLE, NC

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Search this name across graphsid dfx:ria:56507e81-1b91-023d-c931-3c6fb54d8169

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F••••••••	Independent wealth	Jan 12, 2024	n/a	yes	ASHEVILLE, NC\|BURR RIDGE, IL	Current employment
A••••••• C•••••• M••••••••• I•••	State registered	Jan 28, 2021	Oct 28, 2022	no	NEW ALBANY, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• I•••	C••••••••• F••••••••	Oct 28, 2022	Jan 12, 2024	441	Firm change after gap	Other
M•••••• A••••••• S•••••••• L••	A••••••• C•••••• M••••••••• I•••	Sep 28, 2020	Jan 28, 2021

Relationships

Registered with (9)

→ C••••••••• F••••••••Registered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ A••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2021 to Oct 28, 2022factForm ADV
→ M•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2020 to Sep 28, 2020factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56507e81-1b91-023d-c931-3c6fb54d8169
First observed: Jan 8, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.