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CRD 174863
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AHAMED, SALEEMAH, HASSANALI | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2015 | Feb 13, 2015 | Mar 29, 2019 |
| ANDERSON, ERIC, HERBERT | MANAGING MEMBER | E | yes | 10/2012 | Feb 13, 2015 | Mar 29, 2019 |
| ANDERSON, ERIC, HERBERT | CO-PORTFOLIO MANAGER | Na | yes | 02/2015 | Feb 13, 2015 | Mar 29, 2019 |
| ARMADA CAPITAL MANAGEMENT, LLC | Shareholder | D | yes | 01/2015 | Feb 13, 2015 | Mar 29, 2019 |
| MONTES DE OCA, FRANCISCO | CHIEF FINANCIAL OFFICER | Na | yes | 01/2015 | Feb 13, 2015 | Mar 29, 2019 |
| ROJAS DOMENE, ALEJANDRO | CO-PORTFOLIO MANAGER AND SHAREHOLDER | D | yes | 01/2015 | Feb 13, 2015 | Mar 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARMADA CAPITAL MANAGEMENT LLC | n/a | n/a | n/a | N | yes | n/a |
| MAYA CAPITAL S.A. DE C.V. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| MEXICO CITY | n/a | Mexico | 7 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 29, 2019 | $110M | $110M | 8 | 7 | 1 | 1 | $110M |
| 2017 | Mar 9, 2018 | $128M | $128M | 8 | 7 | 1 | 1 | $128M |
| 2016 | Mar 29, 2017 | $101M | $101M | 8 | 7 | n/a | 1 | $101M |
| 2015 | Mar 30, 2016 | $161M | $161M | 8 | 7 | n/a | 1 | $161M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $110M | $128M | -14.3% | $161M | -11.9% | 8 | 8 | 1 | 1 |