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RIA / WealthAdvisorCertified Financial Planner36 years in industry

MICHAEL PAUL MAZZEI

Advisor at TRINITY STRATEGIC WEALTH

TULSA, OK

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Search this name across graphsid dfx:ria:566559fb-49ce-214b-10f9-67451da375cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 26, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRINITY STRATEGIC WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 30, 1990
First registration: Sep 26, 1996
Dual registered: no
IAPD individual key: 2023546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRINITY STRATEGIC WEALTH	Independent wealth	Oct 2, 2025	n/a	yes	TULSA, OK	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Jun 2, 2025	no	SAINT PETERSBURG, FL\|TULSA, OK	Previous registration
FOUNDATION FREEDOM ADVISORY SERVICES	n/a	Oct 13, 2005	Jul 17, 2007	no	TULSA, OK	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Sep 26, 1996	Jan 2, 2009	no	TULSA, OK\|BARTLESVILLE, OK\|Ponca City, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TRINITY STRATEGIC WEALTH	Jun 2, 2025	Oct 2, 2025	122	Firm change	Ibd to new firm
RAYMOND JAMES FINANCIAL SERVICES, INC.	FOUNDATION FREEDOM ADVISORY SERVICES	Jan 2, 2009	Oct 13, 2005	-1,177	Firm change after gap	Other
FOUNDATION FREEDOM ADVISORY SERVICES	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 17, 2007	Jan 2, 2009	535	Firm change after gap	Other

Relationships

Registered with (4)

→ TRINITY STRATEGIC WEALTHRegistered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Jun 2, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 26, 1996 to Jan 2, 2009factForm ADV
→ FOUNDATION FREEDOM ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 13, 2005 to Jul 17, 2007factForm ADV

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
Michael Paul Mazzei left Raymond James Financial Services Advisors, Inc for Trinity Strategic Wealth (registered 2025-10-02)
Form ADVobserved 5 days ago