DFX Intelligence

J•••• • C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

J•••• • C••••••

J•••• COMMODITIES, INC., CRD 135200

SALINAS, CA

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Search this name across graphsid dfx:ria:566c7ab6-32f1-ac3b-bc11-d494617f38e2

Data as of Sep 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Sep 6, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.9M••• Locked
Discretionary RAUM: $25.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 4
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• S••••• I•••••••••	Hedge Fund	$18.0M	Sep 6, 2012	1	Mar 30, 2012	reported	n/a
H••• S••••• P••••••• I• •••• L•••••• P•••••••••	Hedge Fund	$14.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• C•••• A•••	Chairman	Na	yes	01/2006	Mar 30, 2012	Sep 6, 2012
F•••••••• B••••••• K•••	VICE PRESIDENT	Na	yes	08/2007	Mar 30, 2012	Sep 6, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T• A••••••••• I•••	n/a	n/a	n/a	N	yes	CA

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$35.0M	$35.0M	n/a	n/a	n/a	5	$57.7M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$25.9M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (5)

→ H••• S••••• T••••••• E•••••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ H••• S••••• P••••••• I• •••• L•••••• P•••••••••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ H••• S••••• L••••••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ H••• S••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:566c7ab6-32f1-ac3b-bc11-d494617f38e2
First observed: Mar 30, 2012
Last observed: Sep 6, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.