DFX Intelligence

A•••• F••••• A•••• M••••••••• U•• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

A•••• F••••• A•••• M••••••••• U•• I•••

CRD 110888

TORONTO

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Search this name across graphsid dfx:ria:5670158a-4c30-6315-a1ba-8ba4886154c0

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2012 to Apr 15, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• B••••• G•••••	President	E	yes	07/1999	Mar 6, 2012	Mar 15, 2024
A•••• F••••• H••••••• I•••	Shareholder	E	no	07/1999	Mar 6, 2012	Mar 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• F••••• A•••• M••••••••• I•••	n/a	n/a	n/a	N	yes	n/a
A•••• F••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	3	3	0	0

Relationships

Controls (1)

← A••••• B••••• G•••••OwnerPRESIDENT, ownership code E, individual
Mar 6, 2012 to Mar 15, 2024factForm ADV

Owns (3)

← S•••••• E•••••• S•••••••OwnerVICE PRESIDENT, RESEARCH, ownership code NA, individual
Mar 6, 2012 to Mar 15, 2024factForm ADV
← B•••••• M•••••• M•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2012 to Mar 15, 2024factForm ADV
← A•••• F••••• H••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5670158a-4c30-6315-a1ba-8ba4886154c0
First observed: Mar 6, 2012
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.