DFX Intelligence

T•••••• F•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant37 years in industry

T•••••• F•••••• K•••

Advisor at S••••••• F•••••••• T•••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:56756ad1-a683-aa48-1f13-049968dfa540

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• T•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 22, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• T•••	State registered	Nov 28, 2017	n/a	yes	LAKE MARY, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 28, 2014	Sep 18, 2017	no	LAKE MARY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••••• F•••••••• T•••	Sep 18, 2017	Nov 28, 2017	71	Firm change	Other
C••••• A••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 2, 2014	Jul 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:288715:FL:2017-09-18	Sep 18, 2017	Nov 28, 2017	LAKE MARY, FL	Firm change

Relationships

Registered with (5)

→ S••••••• F•••••••• T•••Registered adviserregistration: current employment
Nov 28, 2017 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 28, 2014 to Sep 18, 2017factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jul 25, 2012 to Jul 2, 2014factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56756ad1-a683-aa48-1f13-049968dfa540
First observed: Jul 15, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.