DFX Intelligence

M•••• J•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••• J•• M•••••

Advisor at C•••••• A•••• M••••••••• L••

San Francisco, CA | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Aug 18, 2023	n/a	yes	San Francisco, CA\|CHICAGO, IL	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Nov 16, 2022	Jul 31, 2023	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	C•••••• A•••• M••••••••• L••	Jul 31, 2023	Aug 18, 2023	18	Firm change	Ibd to RIA
M••••• S••••••	J••• M••••• P•••••• W••••• A••••••• L••	Nov 29, 2022	Nov 16, 2022

Relationships

Registered with (3)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 16, 2022 to Jul 31, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 4, 2019 to Nov 29, 2022factForm ADV

Dated events

Order

Occurred
31 Jul 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 4, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.