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Advisor at EDWARD JONES
MISHAWAKA, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 21, 2023 | n/a | yes | MISHAWAKA, IN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | Aug 2, 2023 | no | MISHAWAKA, IN | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jun 1, 2021 | May 18, 2022 | no | MISHAWAKA, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EDWARD JONES | Aug 2, 2023 | Jul 21, 2023 | -12 | Firm change | Ibd to ibd |
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |