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Advisor at LPL FINANCIAL LLC
LATHAM, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 13, 2022 | n/a | yes | LATHAM, NY | Current employment |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Mar 26, 2021 | Mar 9, 2022 | no | Cohoes, NY|HUDSON, NY|CATSKILL, NY|BROOKLYN, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 10, 2013 | Dec 31, 2014 | no | RAVENA, NY|HUDSON, NY|CATSKILL, NY|HUDSON, NY|CATSKILL, NY|HUDSON, NY|CATSKILL, NY|GERMANTOWN, NY|HUDSON, NY|CHATHAM, NY|VALATIE, NY|COPAKE, NY|MILLERTON, NY|HILLSDALE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Mar 9, 2022 | Apr 13, 2022 | 35 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Dec 31, 2014 | Mar 26, 2021 | 2,277 | Firm change after gap | Other |