DFX Intelligence

T••••• R••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

T••••• R••••• F•••

Advisor at C••••••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:569224ee-8104-4ae5-ed87-f2a736742f03

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2013 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Mar 4, 2013	n/a	yes	Costa Mesa, CA\|JEFFERSON CITY, MO\|Jefferson City, MO\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Current employment

Relationships

Registered with (1)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 4, 2013 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 16, 2026
T••••• R••••• F••• added a CA registration at C••••••••• S••••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:569224ee-8104-4ae5-ed87-f2a736742f03
First observed: Jan 1, 2013
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.